Licence or regulatory framework
Securities and Futures Commission of Hong Kong (SFC)HK-SFC
Independent statutory body set up to regulate the securities and futures markets in Hong Kong under the Securities and Futures Ordinance (SFO).
Updated
Coverage of Securities and Futures Commission of Hong Kong (SFC)
8 articles
Global Almanac
MAS PS Act DPT Service License — Licence Condition Digest: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of mas ps act dpt service license focusing on licence condition digest. Covers statutory register tie-out (HK-SFC), 16.1 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
RBI NBFC Capital Tier Mapping — Market Entry Checklist: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of rbi nbfc capital tier mapping focusing on market entry checklist. Covers statutory register tie-out (HK-SFC), 4.3 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Hong Kong SFC Licensing Architecture: Regulated Activities Type 1 through 10 and The VATP Framework
How international financial firms, prime brokers, and crypto trading venues obtain and maintain SFC licenses under Hong Kong’s Securities and Futures Ordinance.
Global Almanac
Japan FSA Crypto Exchange Cold Wallet — Regional Enforcement Trend: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of japan fsa crypto exchange cold wallet focusing on regional enforcement trend. Covers statutory register tie-out (HK-SFC), 13.3 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Dubai VARA Virtual Asset Rulebook — Hub Supervisor Mapping: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of dubai vara virtual asset rulebook focusing on hub supervisor mapping. Covers statutory register tie-out (HK-SFC), 5.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Brazil CVM Foreign Fund Registration — Cross-Border Branch Filing: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of brazil cvm foreign fund registration focusing on cross-border branch filing. Covers statutory register tie-out (HK-SFC), 13.8 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Turkey SPK Capital Markets Board — Licence Condition Digest: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of turkey spk capital markets board focusing on licence condition digest. Covers statutory register tie-out (HK-SFC), 10.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Thailand SEC Digital Asset Portal — Market Entry Checklist: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of thailand sec digital asset portal focusing on market entry checklist. Covers statutory register tie-out (HK-SFC), 6.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Common questions
3 questions answered
What is Securities and Futures Commission of Hong Kong (SFC) (HK-SFC) and how is it classified?
Independent statutory body set up to regulate the securities and futures markets in Hong Kong under the Securities and Futures Ordinance (SFO). In World Firm Ledger's entity index, Securities and Futures Commission of Hong Kong (SFC) is classified as a licence or regulatory framework with identifier or ticker code HK-SFC.
Which jurisdiction and regulatory authority oversee Securities and Futures Commission of Hong Kong (SFC)?
Securities and Futures Commission of Hong Kong (SFC) is tracked under the Hong Kong jurisdiction, with primary regulatory oversight or statutory reference tied to Securities and Futures Commission of Hong Kong (SFC). Key structured dossier attributes include category: Global Almanac; coverage desk: World Firm Ledger; regulatory body: Securities and Futures Commission of Hong Kong (SFC).
How is Securities and Futures Commission of Hong Kong (SFC) covered in World Firm Ledger institutional research?
Securities and Futures Commission of Hong Kong (SFC) is referenced across 8 published research articles on World Firm Ledger. Coverage examines regulatory filings, market structure impact, and cross-border compliance developments involving Securities and Futures Commission of Hong Kong (SFC) (HK-SFC).
Peer entities comparison
Side-by-side regulatory & classification matrix for Securities and Futures Commission of Hong Kong (SFC) and related entities
| Entity | Classification | Ticker / code | Jurisdiction | Regulator / statute | Wikidata ID | Articles |
|---|---|---|---|---|---|---|
Securities and Futures Commission of Hong Kong (SFC)Current | Licence or regulatory framework | HK-SFC | Hong Kong | Securities and Futures Commission of Hong Kong (SFC) | — | 8 |
| Licence or regulatory framework | ADGM-FSRA | United Arab Emirates (Abu Dhabi ADGM) | Abu Dhabi Global Market Financial Services Regulatory Authority (FSRA) | — | 7 | |
| Licence or regulatory framework | ASEAN-CIS | ASEAN (Singapore, Malaysia, Thailand) | ASEAN Collective Investment Schemes (CIS) Framework | — | 7 | |
| Licence or regulatory framework | ASIC-AFSL | Australia | Australian Securities and Investments Commission (ASIC AFSL) | — | 7 | |
| Licence or regulatory framework | SPK-CMB | Turkey | Capital Markets Board of Turkey (Sermaye Piyasası Kurulu - SPK) | — | 7 | |
| Licence or regulatory framework | LATAM-CVM-CNBV | Brazil & Mexico | Comissão de Valores Mobiliários (CVM Brazil) / CNBV Mexico | — | 7 | |
| Licence or regulatory framework | DFSA-DIFC | United Arab Emirates (Dubai DIFC) | Dubai Financial Services Authority (DFSA) Common Law Regime | — | 8 |