National Supervisory Authority & Licensing Qualification Dossier • Asia-Pacific
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)
Global JurisdictionSource / Native Reference: 印尼商品期货交易监管机构
- Supervisory tier
- Tier-2
- License classes
- 2
- Licensed records
- 17
- Active / regulated
- 16
Statutory Supervisory Mandate & Scope
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)) authorises and supervises securities broker-dealers, derivatives intermediaries, asset managers, collective investment schemes, and market infrastructure in Global Jurisdiction.
Prudential Tier Assessment
Tier-2Tier-2 national capital markets, securities, and derivatives supervisory authority in Global Jurisdiction, IOSCO member standards-aligned.
National licensing qualifications & statutory authorisation classes (Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI))
Authorisation categories, permitted institutional and retail activities, minimum initial capital adequacy, and ongoing prudential solvency rules enforced by Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) in Global Jurisdiction.
| License class / code | Official designation | Permitted institutional & retail activities | Minimum initial / base capital | Ongoing prudential & solvency rule |
|---|---|---|---|---|
| Category 1 / Principal Broker-Dealer | Full-Scope Securities & Derivatives Dealer (Market Maker / Principal) | Dealing as principal or market maker in securities, FX, CFDs, futures, options, and underwriting. | USD $150,000 – $500,000 equivalent minimum paid-up capital | Risk-weighted capital adequacy + minimum liquid capital buffer ≥ 25% of annual fixed overheads. |
| Category 2 / Agency Broker & Asset Manager | Securities Brokerage (Agency / STP) & Discretionary Portfolio Management Licence | Order execution, reception and transmission of client orders, discretionary portfolio management, and investment advisory. | USD $75,000 – $150,000 equivalent minimum paid-up capital | Strict client money segregation, best-execution monitoring, and quarterly regulatory financial returns. |
Investor compensation, client money segregation & digital-asset regime
Statutory counterparty protections, custody reconciliation mandates, and virtual-asset licensing status under Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI).
National Investor Protection / Compensation Scheme (Global Jurisdiction)
- Maximum coverage per client
- Subject to statutory national investor protection fund limits and segregated trust priority
- Eligible counterparties & scope
- Retail clients of licensed securities and investment brokerage firms.
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) Client Money & Safe Custody Segregation Rules
- Reconciliation & audit cadence
- Daily reconciliation of segregated client trust bank accounts against client trading ledger balances.
- Approved custodian requirements
- Client funds and securities must be held in bankruptcy-remote statutory trust accounts at licensed commercial banks or central securities depositories.
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) Digital Asset / Tokenized Securities & VASP Regulatory Framework
- Travel Rule, custody & stablecoin rules
- FATF Recommendation 16 Travel Rule enforcement and institutional qualified custody standards.
Primary Governing Statutes & Rulebooks
- Securities and Capital Markets Act of Global Jurisdiction
- Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) Licensing, Prudential Capital Adequacy & Conduct of Business Rules
- Client Money & Custody Asset Segregation Regulations (Global Jurisdiction)
- IOSCO Principles of Securities Regulation & National AML/CFT Rulebook
Regulatory Reporting & Audit Obligations
Quarterly capital adequacy returns and annual IFRS audited financial statements submitted to Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)Annual independent auditor attestation on Client Money and Safe Custody complianceTransaction reporting, market abuse surveillance (MAR), and AML/CFT suspicious activity reporting
Cross-Border Equivalence & Passporting
Operates under Global Jurisdiction national jurisdiction and IOSCO MMoU cross-border supervisory cooperation.
Supervised institutions & Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) licence records in our database
17 licence records referencing Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (16 regulated/registered, 1 flagged with warnings/revocations).
| Institution | Licence number | Status | Licensed legal entity | Effective date | Verification |
|---|---|---|---|---|---|
| Dupoin(Global network record) | 423/BAPPEBTI/SI/VII/2004 | Regulated | PT DUPOIN FUTURES INDONESIA d/h PT DEU CALION FUTURES d/h PT. KRESNA OPTIMUS FUTURES d/h PT. OPTIMUS GLOBAL FUTURES | -- | |
| Octa(Global network record) | 54/BAPPEBTI/SI/05/2013 | Regulated | PT. OCTA INVESTAMA BERJANGKA d/h PT. MULTI MULIA INVESTAMA BERJANGKA | — | |
| DIDIMAX(Global network record) | 44/BAPPEBTI/SI/XII/2000 | Regulated | PT. Didi Max Berjangka | — | |
| GIB(Global network record) | 587/BAPPEBTI/SI/XII/2004 | Regulated | PT. Global Intra Berjangka | -- | |
| Phillip Futures(Global network record) | 69/BAPPEBTI/SI/9/2010 | Regulated | PT. PHILLIP FUTURES | — | |
| Finex(Global network record) | 47/BAPPEBTI/SI/04/2013 | Regulated | PT. Finex Bisnis Solusi Futures d/h PT. FINEX BERJANGKA | — | |
| Mahadana(Global network record) | 834/BAPPEBTI/PN/11/2005 | Regulated | PT. Mahadana Asta Berjangka | — | |
| MIFX(Global network record) | 178/BAPPEBTI/SI/I/2003 | Regulated | PT. Monex Investindo Futures | — | |
| Panen Kapital Berjangka(Global network record) | 13/BAPPEBTI/SI/03/2008 | Regulated | PT Panen Kapital Berjangka | -- | |
| VIFX(Global network record) | 558/BAPPEBTI/SI/XII/2004 | Regulated | PT. Victory International Futures | — | |
| GKFX Prime(Global network record) | 824/BAPPEBTI/SI/11/2005 | Regulated | PT Global Kapital Investama Berjangka | — | |
| Midtou(Global network record) | 820/BAPPEBTI/SI/10/2005 | Regulated | PT. Midtou Aryacom Futures | 2005-10 | |
| Pintu(Global network record) | Not supplied | Registered | PT Pintu Kemana Saja | 2020 | |
| Bitocto(Global network record) | 010/BAPPEBTI/CP-AK/05/2020 | Regulated | PT. TRINITI INVESTAMA BERKAT | 2020-05-29 | |
| Bitwyre(Global network record) | Not supplied | Regulated | Bitwyre | 2020 | |
| Agrodana Futures(Global network record) | 40/BAPPEBTI/SI/XII/2000 | Regulated | PT. AGRODANA FUTURES | — | |
| TRFX(Global network record) | 661/BAPPEBTI/SI/IV/2005 | Suspected clone | PT TRAZE ANDALAN FUTURES D/H PT. LABA FOREXINDO BERJANGKA D/H PT. TRFX GARUDA BERJANGKA D/H GARUDA BERJANGKA PT. D/H ASIA PACIFIC FUTURES | — |
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (Global Jurisdiction): institutional licensing & due diligence FAQ
Key statutory capital, compensation, custody segregation, and verification answers for compliance teams.
What are the primary licensing classes and minimum capital requirements under Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (Global Jurisdiction)?
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)) supervises financial institutions in Global Jurisdiction under Securities and Capital Markets Act of Global Jurisdiction and Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) Licensing, Prudential Capital Adequacy & Conduct of Business Rules. Key statutory authorisation classes include: Category 1 / Principal Broker-Dealer (Full-Scope Securities & Derivatives Dealer (Market Maker / Principal) — min. capital: USD $150,000 – $500,000 equivalent minimum paid-up capital); Category 2 / Agency Broker & Asset Manager (Securities Brokerage (Agency / STP) & Discretionary Portfolio Management Licence — min. capital: USD $75,000 – $150,000 equivalent minimum paid-up capital). Ongoing prudential supervision requires strict adherence to capital adequacy and liquidity buffers.
Does Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) provide statutory investor compensation and mandatory client asset segregation?
Under Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)'s framework, investor protection is governed by National Investor Protection / Compensation Scheme (Global Jurisdiction) with maximum coverage of Subject to statutory national investor protection fund limits and segregated trust priority (Retail clients of licensed securities and investment brokerage firms.). For client money and custody assets, supervised firms must comply with Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) Client Money & Safe Custody Segregation Rules, performing daily reconciliation of segregated client trust bank accounts against client trading ledger balances. with client funds and securities must be held in bankruptcy-remote statutory trust accounts at licensed commercial banks or central securities depositories..
How does Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) regulate digital assets, crypto exchanges (VASPs/CASPs), and stablecoins?
Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)'s digital-asset regime is structured around Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) Digital Asset / Tokenized Securities & VASP Regulatory Framework (Regulates security tokens, crypto derivatives, and licensed digital asset intermediaries in Global Jurisdiction.). Custody and AML/CFT compliance obligations require: FATF Recommendation 16 Travel Rule enforcement and institutional qualified custody standards.
How can I verify an institution's Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) licence number and check our 17 recorded licence entries?
Our database currently tracks 17 licence records referencing Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (16 marked regulated or registered). To verify a counterparty at the primary source, open Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)'s official public register (https://bappebti.go.id/), search by the exact reference number and legal entity name, and confirm that the firm's domain and permitted activities match its statutory authorisation.
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Statutory licensing classes, base capital rules, and investor protection summaries for Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) (Global Jurisdiction) are maintained for institutional benchmarking and do not constitute legal advice. Always verify current rulebooks and active firm authorisations directly on Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)’s official public register.