Institution record
Rich Smart
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Australian Securities and Investments Commission | 000441277 | Regulated | RICH SMART FINANCE PTY LTD | 2013-09-27 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Rich Smart against peer institutions in our financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Rich Smart (this record) | ASIC | 1 / 1 | Risk level not supplied | 5.0 | 0 |
ASIC | 1 / 1 | Risk level not supplied | 6.5 | 0 | |
ASIC | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
ASIC | 0 / 1 | Risk level not supplied | 6.0 | 0 | |
ASIC | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
ASIC | 1 / 1 | Risk level not supplied | 5.0 | 0 |
Rich Smart: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Rich Smart's regulatory licence status and supervisory authorisation?
In our imported dataset, Rich Smart (legal entity reference: Rich Smart) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000441277, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC public register.
Which of Rich Smart's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets. 1 of Rich Smart's 1 licence records fall directly within this jurisdictional mandate: ASIC (licence 000441277, regulated, entity: RICH SMART FINANCE PTY LTD). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Rich Smart's institutional risk classification, enforcement exposure, and score profile?
Rich Smart carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Rich Smart's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Rich Smart, institutional and retail allocators should: (1) confirm the domain (augurcapital.com.au) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
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