Institution record
TradeZero
TradeZero International
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities Commission of The Bahamas | Not supplied | Registered | TradeZero International | 2015 | |
Investment Industry Regulatory Organization of Canada | Not supplied | Regulated | TradeZero Canada Securities ULC | 2020 | |
U.S. Securities and Exchange Commission (SEC) | 8-69736 | Regulated | TRADEZERO AMERICA, INC. | 2019 | |
Financial Industry Regulatory Authority | 282940 | Regulated | TRADEZERO AMERICA, INC. | 2019 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing TradeZero against peer institutions in our financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| TradeZero (this record) | SCBIIROCU.S. Securities and Exchange Commission (SEC)+1 | 3 / 4 | Risk level not supplied | 5.0 | 0 |
State Bank of Pakistan (SBP)FSCA | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Services CommissionFinancial Supervisory Service of Korea (FSS) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
FSRACentral Bank of Bahrain (CBB) | 2 / 2 | Risk level not supplied | 3.0 | 0 | |
Dubai Department of Economy and Tourism (DET / DED)UAE Telecommunications and Digital Government Regulatory Authority (TDRA) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
TradeZero: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is TradeZero's regulatory licence status and supervisory authorisation?
In our imported dataset, TradeZero (legal entity reference: TradeZero International) holds 4 recorded licence entries, of which 3 carry a "regulated" status and 4 are marked regulated or registered: SCB (Securities Commission of The Bahamas) — licence Not supplied, status: registered; IIROC (Investment Industry Regulatory Organization of Canada) — licence Not supplied, status: regulated; U.S. Securities and Exchange Commission (SEC) — licence 8-69736, status: regulated; FINRA (Financial Industry Regulatory Authority) — licence 282940, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCB, IIROC, U.S. Securities and Exchange Commission (SEC) public register.
Which of TradeZero's jurisdictions and licences fall within this site's regulatory coverage?
TradeZero is registered at 67 35th Street, Suite B450 Brooklyn, NY 11232 / 436 West Bay Street, Cable Beach, Nassau, Bahamas and tracked under our financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets scope based on its institutional service profile (Indices, Stocks, Options) rather than a domestic focus licence. Its 4 recorded licences (SCB, IIROC, U.S. Securities and Exchange Commission (SEC), FINRA) should be evaluated for cross-border passporting and local solicitation rules.
What is TradeZero's institutional risk classification, enforcement exposure, and score profile?
TradeZero carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to TradeZero's platforms, entity structure, and complaints?
Before allocating capital or executing trades with TradeZero, institutional and retail allocators should: (1) confirm the domain (tradezero.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCB.
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Monetary Policy
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