30-Jurisdiction Statutory Audit • United States (US)
Is Immutable Regulated in United States? (SEC/NFA Compliance Audit)
Deterministic regulatory audit of Immutable (Immutable Pty Ltd) against United States's national supervisor (U.S. Securities and Exchange Commission / National Futures Association (CFTC)), statutory investor compensation limits, and retail margin rules.
Coverage: United States (US) • Supervisor: SEC/NFA (Tier-1 Onshore)
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Immutable Main DossierUnited States (SEC/NFA) Statutory Compliance Matrix for Immutable
Side-by-side comparison of United States's statutory requirements against Immutable's recorded filings.
| Statutory Dimension | United States (SEC/NFA) Mandate | Immutable Recorded Standing |
|---|---|---|
| National Supervisory Authority | U.S. Securities and Exchange Commission / National Futures Association (CFTC) (SEC/NFA) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official SEC/NFA public register | None recorded in United States |
| Statutory Investor Compensation Cap | $500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund) | Not covered by United States domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | CEA Section 4d Segregated Customer Funds & SEC Rule 15c3-3 Customer Protection | Verify daily trust reconciliation & negative balance protection in client agreement |
Immutable — United States (SEC/NFA) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for United States (SEC/NFA) Comparison
Benchmark Immutable against peer institutions in our financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| ERX | SEC | 5.0 | Risk level not supplied | |
| BiTherb | SEC | 4.0 | Risk level not supplied | |
| Kubix | SEC | 4.0 | Risk level not supplied | |
| Maxbit | SEC | 4.0 | Risk level not supplied | |
| Upbit Thailand | SEC | 4.0 | Risk level not supplied |
Immutable in United States (SEC/NFA): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Immutable regulated in United States by SEC/NFA?
Our dataset currently holds 0 local SEC/NFA licences and 0 active foreign regulated licences for Immutable. Residents of United States should verify primary authorisation directly on the SEC/NFA public register before transacting.
What is the investor compensation limit for United States residents using Immutable?
Because Immutable does not hold a recorded local SEC/NFA licence in our current snapshot, United States's domestic statutory compensation scheme ($500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund)) does not cover accounts opened with Immutable's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in United States (SEC/NFA)?
U.S. Securities and Exchange Commission / National Futures Association (CFTC) (SEC/NFA) enforces the following retail leverage and margin standard in United States: 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities, alongside client asset protection rules requiring CEA Section 4d Segregated Customer Funds & SEC Rule 15c3-3 Customer Protection.
Which regulated alternatives to Immutable hold licences in United States or comparable tiers?
Comparable institutions in this directory include ERX (5.0/10, 1 filings), BiTherb (4.0/10, 1 filings), Kubix (4.0/10, 1 filings), Maxbit (4.0/10, 1 filings), Upbit Thailand (4.0/10, 1 filings). Use the 1v1 Compare links in the table above to benchmark Immutable against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.