Institution record
Windsor Brokers
Windsor Brokers Ltd
- Source score
- 7.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Bundesanstalt für Finanzdienstleistungsaufsicht | 120311 | Registered | Windsor Brokers Ltd. | — | |
Cyprus Securities and Exchange Commission | 030/04 | Regulated | Windsor Brokers Ltd | 2004-05-20 | |
Financial Services Authority Seychelles | SD072 | Offshore | Windsor Brokers International Ltd | — | |
Financial Services Commission, Belize (IFSC / FSC) | 000153/391 | Offshore | Windsor Brokers (BZ) Limited | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Windsor Brokers against peer institutions in our financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Windsor Brokers (this record) | BaFinCYSECFinancial Services Authority Seychelles+1 | 1 / 4 | Risk level not supplied | 7.0 | 0 |
State Bank of Pakistan (SBP)FSCA | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Services CommissionFinancial Supervisory Service of Korea (FSS) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
FSRACentral Bank of Bahrain (CBB) | 2 / 2 | Risk level not supplied | 3.0 | 0 | |
Dubai Department of Economy and Tourism (DET / DED)UAE Telecommunications and Digital Government Regulatory Authority (TDRA) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
Windsor Brokers: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Windsor Brokers's regulatory licence status and supervisory authorisation?
In our imported dataset, Windsor Brokers (legal entity reference: Windsor Brokers Ltd) holds 4 recorded licence entries, of which 1 carries a "regulated" status and 2 are marked regulated or registered: BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 120311, status: registered; CYSEC (Cyprus Securities and Exchange Commission) — licence 030/04, status: regulated; Financial Services Authority Seychelles — licence SD072, status: offshore; Financial Services Commission, Belize (IFSC / FSC) — licence 000153/391, status: offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official BaFin, CYSEC, Financial Services Authority Seychelles public register.
Which of Windsor Brokers's jurisdictions and licences fall within this site's regulatory coverage?
Windsor Brokers is registered at Spyrou Kyprianou 53, Windsor Business Center, 3rd Floor, Mesa Geitonia, 4003 Limassol, Cyprus and tracked under our financial institutions headquartered across singapore, asia-pacific, the middle east and emerging markets scope based on its institutional service profile (Commodities, Trading, Indices, Forex, Stocks, Metals, Energies, Bonds) rather than a domestic focus licence. Its 4 recorded licences (BaFin, CYSEC, Financial Services Authority Seychelles, Financial Services Commission, Belize (IFSC / FSC)) should be evaluated for cross-border passporting and local solicitation rules.
What is Windsor Brokers's institutional risk classification, enforcement exposure, and score profile?
Windsor Brokers carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 5.0, brand: 6.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Windsor Brokers's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Windsor Brokers, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to BaFin.
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