ライセンス・規制フレームワーク
Securities and Futures Commission of Hong Kong (SFC)HK-SFC
Independent statutory body set up to regulate the securities and futures markets in Hong Kong under the Securities and Futures Ordinance (SFO).
最終更新
Securities and Futures Commission of Hong Kong (SFC) に関するリサーチブリーフィング
13 件のブリーフィング
Japan Fsa Fibo Margin Segregation
Japan FSA Type I FIBO Guide: 25x FX Margin, 120% Capital & Trust Segregation
Generating the largest retail foreign exchange volume across G7 global markets, Japan FSA Type I Financial Instruments Business Operators enforce 25:1 retail leverage caps, 120% solvency floors, and domestic trust-bank ring-fencing.
Mas Singapore Cms Psa Accredited Rules
MAS Notice SFA 04-N12: Retail 5% FX Margin Floor & 20:1 Leverage Mechanics
Implemented in October 2019 under MAS Notice SFA 04-N12, Singapore requires CMS brokers to collect at least 5% initial margin on retail FX contracts, capping leverage at 20:1 across global markets.
Mas Singapore Cms Psa Accredited Rules
MAS OTC Derivatives Dealing License & Notice SFA 04-N15 Non-Cleared Margin
Following October 2021 SFA transitional expiry, non-bank OTC derivative dealers in Singapore require CMS permissions and face MAS Notice SFA 04-N15 uncleared margin and DTCC trade reporting.
Mas Singapore Cms Psa Accredited Rules
MAS SFA Section 339 Extra-Territorial Reach & Reverse Solicitation Boundaries
Section 339 of Singapore’s Securities and Futures Act asserts extra-territorial reach over offshore brokers targeting Singapore residents, backed by FSMA Part 9 offshore token rules.
Japan Fsa Fibo Margin Segregation
Japan FIBO Article 46-6 Capital Adequacy Ratio: 140%, 120% & 100% Triggers
Under Article 46-6 of Japan’s Financial Instruments and Exchange Act, every Type I FIBO publishes its Capital Adequacy Ratio publicly each quarter while guarding against the 120% statutory floor.
Japan Fsa Fibo Margin Segregation
FFAJ Corporate FX Margin in Japan: Weekly Historical Volatility Formula
Implemented in February 2017 after Swiss Franc shock reviews, Japan’s corporate OTC FX margin regime replaces fixed caps with weekly historical-volatility ratios computed by the FFAJ.
Japan Fsa Fibo Margin Segregation
Decoding Kanto Local Finance Bureau (Kinsho) Numbers: JFSA Registry Audit
Every legitimate broker in Japan displays a statutory Local Finance Bureau registration string—decoding Kinsho vs Kanto Zaimu Kyoku prefixes catches offshore clones in seconds.
Japan Fsa Fibo Margin Segregation
Japan Investor Protection Fund (JIPF): JPY 10M Cap & Why OTC FX Is Excluded
International broker comparisons frequently misstate that Japan’s JPY 10 million Investor Protection Fund covers forex accounts—in reality, FIEA excludes OTC FX in favor of uncapped domestic Trust Banks.
Japan Fsa Fibo Margin Segregation
Taiwan FSC & TPEx Leveraged Transaction Merchant (LTM) Retail FX/CFD Rules
To give Taiwanese retail traders a legal onshore alternative to offshore MT5 brokers, Taiwan’s FSC and Taipei Exchange created the Leveraged Transaction Merchant (LTM) regime with 20x–30x FX caps.
Japan Fsa Fibo Margin Segregation
Hong Kong SFC Type 3 Leveraged FX License: HKD 30M Capital & 20:1 Margin
Among major global financial centers, Hong Kong’s Securities and Futures Commission imposes the highest upfront share-capital wall for retail forex—demanding HKD 30M paid-up capital and HKD 15M liquid capital.
Global Almanac
MAS PS Act DPT Service License — Licence Condition Digest: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of mas ps act dpt service license focusing on licence condition digest. Covers statutory register tie-out (HK-SFC), 16.1 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Dubai VARA Virtual Asset Rulebook — Hub Supervisor Mapping: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of dubai vara virtual asset rulebook focusing on hub supervisor mapping. Covers statutory register tie-out (HK-SFC), 5.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Global Almanac
Brazil CVM Foreign Fund Registration — Cross-Border Branch Filing: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of brazil cvm foreign fund registration focusing on cross-border branch filing. Covers statutory register tie-out (HK-SFC), 13.8 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
よくある質問（FAQ）
3 件の回答
Securities and Futures Commission of Hong Kong (SFC) とは何ですか？どのように分類されていますか？
Independent statutory body set up to regulate the securities and futures markets in Hong Kong under the Securities and Futures Ordinance (SFO). Securities and Futures Commission of Hong Kong (SFC) は「ライセンス・規制フレームワーク」として分類されています（識別コード：HK-SFC）。
Securities and Futures Commission of Hong Kong (SFC) を管轄する法域および金融監督当局はどこですか？
Securities and Futures Commission of Hong Kong (SFC) は Hong Kong の下で追跡されており、主な監督当局・法令参照は Securities and Futures Commission of Hong Kong (SFC) です。
World Firm Ledger では Securities and Futures Commission of Hong Kong (SFC) をどのようにカバーしていますか？
Securities and Futures Commission of Hong Kong (SFC) は World Firm Ledger の 13 件の調査ブリーフィングで参照されており、規制ブローカー調書や監督当局データと連携しています。
関連する規制対象ブローカー調書
定量評価ランキング →関連する金融監督当局・登録簿
全監督当局一覧 →類似エンティティ比較マトリックス
Securities and Futures Commission of Hong Kong (SFC) および関連ナレッジグラフ・エンティティの規制・分類比較
| エンティティ | 分類 | コード | 管轄区域 | 監督当局 | Wikidata ID | 記事数 |
|---|---|---|---|---|---|---|
Securities and Futures Commission of Hong Kong (SFC)現在の項目 | ライセンス・規制フレームワーク | HK-SFC | Hong Kong | Securities and Futures Commission of Hong Kong (SFC) | — | 21 |
| ライセンス・規制フレームワーク | ADGM-FSRA | United Arab Emirates (Abu Dhabi ADGM) | Abu Dhabi Global Market Financial Services Regulatory Authority (FSRA) | — | 24 | |
| ライセンス・規制フレームワーク | ASEAN-CIS | ASEAN (Singapore, Malaysia, Thailand) | ASEAN Collective Investment Schemes (CIS) Framework | — | 14 | |
| ライセンス・規制フレームワーク | ASIC-AFSL | Australia | Australian Securities and Investments Commission (ASIC AFSL) | — | 19 | |
| ライセンス・規制フレームワーク | SPK-CMB | Turkey | Capital Markets Board of Turkey (Sermaye Piyasası Kurulu - SPK) | — | 14 | |
| ライセンス・規制フレームワーク | LATAM-CVM-CNBV | Brazil & Mexico | Comissão de Valores Mobiliários (CVM Brazil) / CNBV Mexico | — | 26 | |
| ライセンス・規制フレームワーク | DFSA-DIFC | United Arab Emirates (Dubai DIFC) | Dubai Financial Services Authority (DFSA) Common Law Regime | — | 36 |